Making compliance reporting simple
We understand that there is a growing requirement for individual investors to report investment activity to their employer, particularly where that company is regulated and/or listed on a recognised stock exchange. As a consequence, there is a significant burden on employers and employees to ensure that all regulatory and policy requirements are met.
Our Designated Broker and Employer Reporting Service offers account reporting to make managing Personal Account Dealing (PAD) and compliance reporting simple.
How can we help?
We can provide employers with employee account information as and when required. This reduces the burden on employers and employees by automatically transferring the required data securely when any investment activity takes place.
If your employer is included in the list below then we have an agreement in place to act as a registered broker for their employees.
Contact us if your employer is not registered to discuss your options.
How do I enrol?
To enrol and consent to employer reporting, please provide a secure instruction for all accounts under your name and any associated parties in one of the following ways:
Please note, this does not remove the requirement to have your trade approved in advance by your employer if applicable.
Why Barclays Stockbrokers?
Barclays Stockbrokers has been supporting investors for over 25 years. Our award-winning service is designed to help you make your own investment decisions, by giving you all the tools, research and support you need.
Accounts to suit your needs
Whether you are an experienced investor or just starting out, Barclays Stockbrokers offers a range of online investing accounts to suit your needs.
Tax efficient investment accounts: