Find out more about the Employer Reporting Service from Barclays Stockbrokers. Compliance reporting is made simple with the e trade reporting service.
Employer Reporting Service

Making compliance reporting simple

We understand that there is a growing requirement for individual investors to report investment activity to their employer, particularly where that company is regulated and/or listed on a recognised stock exchange. As a consequence, there is a significant burden on employers and employees to ensure that all regulatory and policy requirements are met.

Our Designated Broker and Employer Reporting Service offers account reporting to make managing Personal Account Dealing (PAD) and compliance reporting simple.


How can we help?

We can provide employers with employee account information as and when required. This reduces the burden on employers and employees by automatically transferring the required data securely when any investment activity takes place.

What do we report?

  • Nominee trade activity
  • Account position activity
  • A summarised account report

What are the benefits?

  • Secure and reliable
  • Paperless
  • Time saving


  • The value of your investments can fall as well as rise and you may get back less than you initially invested.
  • Investing is not for everyone, if you are unsure please seek independent financial advice.

Approved employers

If your employer is included in the list below then we have an agreement in place to act as a registered broker for their employees.

Aberdeen Asset Management Baillie Gifford & Co Bain Capital
Bank of America ML Barclays Group BlackRock
BP Oil Int Cerberus European Capital Advisors, LLP Citadel Investment Group
Citigroup Credit Suisse D.E. Shaw & Co, LLP
Deutsche Bank Group Jefferies JP Morgan
Lloyds Banking Group London Stock Exchange Group Plc Majedie Asset Management
Man Group Plc McGraw Hill Millennium Management
Moore Capital NM Rothschild Oaktree Capital Management, L.P
Royal Bank of Canada Royal Bank of Scotland Group Schroders Investment Management
Standard & Poor State Street Threadneedle Asset Management

Contact us if your employer is not registered to discuss your options.

How do I enrol?

To enrol and consent to employer reporting, please provide a secure instruction for all accounts under your name and any associated parties in one of the following ways:

  • Provide consent as part of your online or postal application(s).
  • Contact our service centre on 0800 279 6551† or by secure email

Please note, this does not remove the requirement to have your trade approved in advance by your employer if applicable.

Why Barclays Stockbrokers?

Barclays Stockbrokers has been supporting investors for over 25 years. Our award-winning service is designed to help you make your own investment decisions, by giving you all the tools, research and support you need.

  • A range of investment accounts to meet your goals
  • Research, tools and data to help you refine your investment strategy
  • Access and manage your accounts online, 24 hours a day
  • Get the best price with Barclays Stockbrokers Price Improver

Accounts to suit your needs

Whether you are an experienced investor or just starting out, Barclays Stockbrokers offers a range of online investing accounts to suit your needs.

Tax efficient investment accounts:

  • Investment ISA - save tax and make long-term investments with a stocks and shares ISA.
  • SIPP - work on your future with a SIPP that houses some or all of your pension investments.

Investment accounts:

  • MarketMaster® - a flexible and easy-to-use account with advanced tools and research to make investments work for you.
  • Pension Trader Account – if you have a SIPP or SASS you can manage your investments yourself with a Pension Trader Account.
Learn more about our accounts

Call costs may vary. Please check with your telecoms provider. Calls may be recorded, for monitoring the quality of our service and security purposes. Our opening hours are 09:00 to 17:00 Monday to Friday (excluding bank holidays).

Contact us

You can call our service centre on:

0800 279 6551

or 0141 352 3909

You can also email us.

Contact us

Interested in the service for your employees?

Email our Corporate Team today to discuss your requirements and how we can support you.

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